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                         Excerpt 
                          on HSC's Enforcement Policy from the CCA Evidence to 
                          the Select Committee Inquiry relating to the Work of 
                          the Health and Safety Executive 
                           
                           
                          
                             
                              | 23. | 
                              Breaching its own Enforcement 
                                policy: It appears that the HSE is failing to 
                                prosecute companies in relation to major injuries 
                                despite sufficient evidence. The HSE's own enforcement 
                                policy states that prosecution will be considered 
                                when there is, inter alia, "judged to have 
                                been potential for considerable harm arising from 
                                breach".  | 
                             
                             
                              | 24. | 
                              The policy also states 
                                that the decision to prosecute "must also 
                                take account of the criteria set down in the Code 
                                of Crown Prosecutors, and in Scotland by the Procurator 
                                Fiscal." The English/Welsh Code states that 
                                there are two stages in the decision to prosecute. 
                                First, the "evidential test", and if 
                                this is passed the "public interest test". 
                                In relation to the public interest test, the Code 
                                states that "in cases of any seriousness, 
                                a prosecution will usually take place unless there 
                                are public interest factors tending against prosecution 
                                which clearly outweigh those tending in favour" 
                                (italics added).  | 
                             
                             
                              | 25. | 
                              The 10% prosecution rate 
                                in relation to major injury appears to be in breach 
                                of HSE's own policy and the Code of Crown Prosecutors. 
                                The second limb of HSE's policy - "potential 
                                for considerable harm arising from breach" 
                                - will have definitely existed in that "considerable 
                                harm" has in fact been caused, and so whenever 
                                sufficient evidence of a breach has been discovered, 
                                prosecution should take place. And in relation 
                                to the Code of Crown Prosecutors, it is difficult 
                                to see what public interest arguments could be 
                                made out for not prosecuting whenever the evidence 
                                test is satisfied - a test probably satisfied 
                                in at least 40% of the cases.  | 
                             
                           
                           
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