| 2.1 | 
                              Focusing 
                                Attention on Directors: In our view, it is 
                                crucial that public policy in this area focuses 
                                upon assessing and influencing the conduct of 
                                directors. It is often forgotten in discussions 
                                about safety and "corporate accountability" 
                                that company directors control companies, they 
                                decide what companies can and cannot do, and it 
                                is their conduct that ultimately determines whether 
                                or not a company operates safely. In our view, 
                                although the accountability of "companies" 
                                is important, public policy demands that criminal 
                                sanctions should be primarily directed at the 
                                criminal conduct of company directors.  | 
                            
                             
                              | 2.2 | 
                               
                                 The 
                                  Home Office consultation document, however, 
                                  has instead concentrated on making it easier 
                                  to prosecute companies. Although we support 
                                  many of the changes proposed in relation to 
                                  the accountability of "companies", 
                                  the government has failed to give sufficient 
                                  thought and attention to the accountability 
                                  of company directors. It sometimes appears from 
                                  the consultation document that the government 
                                  believes that dangerous systems of safety management 
                                  within companies take place "spontaneously" 
                                  - rather than more often than not being the 
                                  result of conduct on the part of their directors. 
                               | 
                            
                             
                              | 2.3 | 
                               
                                 Directors 
                                  and the proposed Individual Offences: A 
                                  fundamental concern about the current law is 
                                  that it allows company directors to escape prosecution 
                                  for manslaughter. There are two obstacles in 
                                  the way of prosecuting even the most culpable 
                                  directors. The law requires, first, that there 
                                  must be a civil law 'duty of care' between the 
                                  director and the person who has died. Such a 
                                  personal 'duty of care' on the part of directors 
                                  however will not exist except in the most exceptional 
                                  circumstances and will be particularly rare 
                                  in the context of a director of a large company. 
                                  It is companies, not their directors, who have 
                                  the 'duty of care' towards their employees or 
                                  others affected by the company's activities. 
                               | 
                            
                             
                              | 2.4 | 
                               
                                 The 
                                  second obstacle is the requirement that no 'omission' 
                                  or 'failure to act' on the part of an individual 
                                  can form the basis of criminal liability, unless 
                                  there is a positive legal duty on the part of 
                                  the individual to have acted. This rule is very 
                                  significant in relation to directors because 
                                  most allegations against them relate to their 
                                  failures and omissions (not their actions), 
                                  and company directors have no legal duties to 
                                  act in relation to the safety of their company. 
                                  These two rules have meant that although hundreds 
                                  of people are killed each year as a result of 
                                  corporate activities, only three directors have 
                                  ever been successfully prosecuted for manslaughter. 
                               | 
                            
                             
                              | 2.5 | 
                               
                                 The 
                                  new individual homicide offences are a step 
                                  forward. Crucially, it would no longer be required 
                                  to prove that a "duty of care" existed 
                                  between the accused and the person who died. 
                                  This is an important change. 
                               | 
                            
                             
                              | 2.6 | 
                               
                                 However, 
                                  the Home Office, and indeed the Law Commission 
                                  reports upon which Government's proposals were 
                                  based, failed to consider how the requirement 
                                  to find a positive 'duty to act' affected directors 
                                  whose failures were in all other respoects seriously 
                                  culpable, and requiring conviction. It is not 
                                  our view that the rule itself on omissions should 
                                  change. The Home Office, however, should have 
                                  recognised that this rule seriously impeded 
                                  the accountability of directors and that imposing 
                                  safety duties upon them was the only way to 
                                  ensure successful prosecutions. 
                               | 
                            
                             
                              | 2.7 | 
                               
                                 It 
                                  is our view, that the Home Office must immediately 
                                  enact its new individual homicide offences and 
                                  at the same time impose statutory safety duties 
                                  upon directors. Unless both these reforms are 
                                  made, company directors will continue to escape 
                                  accountability for 'manslaughter'. 
                               | 
                            
                             
                              | 2.8 | 
                               
                                 Directors 
                                  and the offence of 'corporate killing': 
                                  The government proposals suggest that company 
                                  directors should be able to be disqualified 
                                  if it is found that their conduct has "contributed" 
                                  to the company committing the offence of Corporate 
                                  Killing. The Government also says it "would 
                                  welcome comments" on whether company directors 
                                  should be able to be prosecuted for such conduct. 
                                  It is our view that company directors should 
                                  be able to be prosecuted for these "secondary" 
                                  offences, and on conviction face the possibility 
                                  of imprisonment. Disqualification is not sufficient 
                                  a penalty. But company directors should not 
                                  be prosecuted for these offences when, in fact, 
                                  it is their primary conduct which has resulted 
                                  in the company operating dangerously and is 
                                  a cause of the death. In this situation company 
                                  directors should be prosecuted for one of the 
                                  individual homicide offences. 
                               | 
                            
                             
                              | 2.9 | 
                              Companies: 
                                Our view on company directors does not mean that 
                                we think that "corporate" accountability 
                                is unimportant. It is wrong that the only way 
                                in which a company can be convicted of manslaughter 
                                is through the conviction of the company director 
                                or senior manager. There will be many situations 
                                where a death has been caused by a company's management 
                                systems operating dangerously and no director 
                                is either to blame or to blame sufficiently to 
                                allow a manslaughter prosecution. In such a situation 
                                it is important that the courts can assess whether 
                                the company itself should be prosecuted for a 
                                manslaughter offence.  | 
                            
                             
                              | 2.10 | 
                               
                                 That 
                                  is why we are in support of the new proposed 
                                  offence of "corporate killing". However, 
                                  a company should only be prosecuted for this 
                                  offence when culpability on the part of company 
                                  directors has been ruled out, or where the company 
                                  is being prosecuted in addition to a company 
                                  director. Prosecutions against companies for 
                                  "corporate killing" should not be 
                                  used as an excuse not to prosecute company directors. 
                               | 
                            
                             
                              | 2.11 | 
                               
                                 Parent 
                                  Companies: We support the Home Office proposals 
                                  that parent companies should be able to be prosecuted 
                                  for the offence of corporate killing when their 
                                  own serious management failures have been a 
                                  cause of deaths through the activities of a 
                                  subsidiary company. However, this could have 
                                  very little impact as parent companies have 
                                  no legal safety duties in relation to the activities 
                                  of their subsidiary companies. The Government 
                                  must therefore look at what safety duties need 
                                  to be imposed upon parent companies. 
                               | 
                            
                             
                              | 2.12 | 
                               
                                 Other 
                                  Organisations: We also support the Home 
                                  Office's proposal to extend the application 
                                  of the offence of corporate killing to a far 
                                  wider range of organisations than simply "companies". 
                                  It is our view that schools, hospitals and other 
                                  non-corporate bodies should be able to be prosecuted 
                                  for this offence 
                               | 
                            
                             
                              | 2.13 | 
                               
                                 Crown 
                                  Bodies: We do not however support the Government's 
                                  proposals to allow Crown Bodies immunity from 
                                  prosecution for the offence of corporate killing. 
                                  It is our view that all government bodies should, 
                                  in principle, be able to be prosecuted for this 
                                  offence. Individual ministers and civil servants 
                                  can under current law be prosecuted for manslaughter 
                                  offences and it is difficult to see what can 
                                  be the justification for protecting Government 
                                  bodies - like prisons - from prosecution when 
                                  very serious management failures on their part 
                                  have resulted in deaths. It is just as important 
                                  to deter central government organisations from 
                                  placing people at serious risk of injury or 
                                  death as it is to deter local government authorities 
                                  (which are not crown bodies) or private companies 
                                  and other organisations 
                               | 
                            
                             
                              | 2.14 | 
                               
                                 Jurisdiction: 
                                  We also critical of the Government's proposals 
                                  concerning jurisdiction. Whilst the government 
                                  is proposing that British citizens who cause 
                                  the death of a person outside Britain should 
                                  be able to be prosecuted in Britain for the 
                                  new manslaughter offences, it is proposing that 
                                  English/Welsh companies that cause death abroad 
                                  should be able to escape prosecution. It is 
                                  our view that companies (and other organisations) 
                                  should be treated no differently from individuals. 
                                  It seems extraordinary that the whilst the Home 
                                  Office is proposing that British companies that 
                                  commit corruption offences abroad should be 
                                  able to be prosecuted in Britain, companies 
                                  that commit homicide abroad should escape accountability. 
                               | 
                            
                             
                              | 2.15 | 
                               
                                 Workers: 
                                  Another concern about the current law is the 
                                  way it fails to protect "junior employees" 
                                  from manslaughter prosecution, even when their 
                                  failures, or the consequences of their failures, 
                                  are simply the result of them having been part 
                                  of an unsafe system of work of which they had 
                                  no control. The manner in which companies operate 
                                  means that the immediate cause of many 
                                  deaths resulting from corporate activities is 
                                  the actions or failures of "junior employees" 
                                  - the people who work near the bottom of a company's 
                                  hierarchy. It is not company directors who have 
                                  to close the bow doors, but the assistant boson, 
                                  and he may not be able to perform this task 
                                  - or his failure to do so may have calamitous 
                                  consequences - simply as a result of unsafe 
                                  systems of work established or sanctioned by 
                                  the company's board of directors. Whilst there 
                                  may well be circumstances where it is appropriate 
                                  for these employees to be prosecuted for manslaughter, 
                                  it is our view that the law needs to give them 
                                  a degree of protection. The Government proposals 
                                  fail to consider this issue at all. 
                               | 
                            
                             
                              | 2.16 | 
                               
                                 Investigation 
                                  and Prosecution: Our final concern relates 
                                  to the Home Office proposals concerning the 
                                  investigation and prosecution of the new homicide 
                                  offences. Although as noted above, the law makes 
                                  it very difficult to prosecute company directors, 
                                  this is exacerbated by current practices that 
                                  do not ensure that deaths resulting from corporate 
                                  activities are subject to rigorous investigation. 
                                  The police have not been given adequate training 
                                  and there is insufficient collaboration between 
                                  the police and the appropriate regulatory agencies 
                                  like the Health and Safety Executive. This means 
                                  that prosecutors are often in no position to 
                                  make informed decisions about whether there 
                                  is sufficient evidence to prosecute. In addition 
                                  to this, it is also our experience that the 
                                  Crown Prosecution Service (CPS) often takes 
                                  a unreasonably conservative view when deciding 
                                  whether to prosecute companies and their senior 
                                  officers for manslaughter.  
                               | 
                            
                             
                              | 2.17 | 
                               
                                 Although 
                                  reform is clearly needed in this area, the Home 
                                  Office proposals fall far short of the solution. 
                                  It is suggesting that the investigative and 
                                  prosecution responsibilities - currently in 
                                  the hands of the police and the CPS - should 
                                  be given to regulatory agencies like the HSE. 
                                  This would in our view result in less rigorous 
                                  investigation, even fewer prosecutions against 
                                  company directors, and send entirely the wrong 
                                  message to companies. In our view it is crucial 
                                  that the police and the CPS should continue 
                                  to be responsible for all homicide investigations 
                                  and prosecutions and that deaths resulting from 
                                  corporate activities should not be hived off 
                                  to under-funded regulatory agencies with little 
                                  experience in the investigation and prosecution 
                                  of serious crimes. 
                               | 
                            
                             
                              | 2.18 | 
                               
                                 It 
                                  is our view that reform is however required 
                                  to the way in which deaths resulting from corporate 
                                  activities are investigated. In particular, 
                                  police forces must establish specialised units 
                                  to investigate these deaths.  
                                   
                               | 
                            
                             
                              | 2.19 | 
                               
                                 Sentencing: 
                                  The Home Office has failed to give any proper 
                                  consideration to how to sentence companies and 
                                  other organisations convicted of the proposed 
                                  homicide offences. Unless, courts can impose 
                                  proper punitive sentences that will deter recidivism, 
                                  the new corporate killing offence may well have 
                                  little impact. It is our view that the Home 
                                  Office should establish a tough sentencing regime 
                                  for companies. This would include allowing the 
                                  courts to impose fines pegged to the profits 
                                  or turnover of a company or organisation, and 
                                  sentence public companies to 'equity' fines. 
                               |